Prescott Lewis Padgett

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 03/2018
  Scottrade, Inc.
  Raleigh, NC
• 04/2018 → 08/2021
  First Citizens Investor Services
  Raleigh, NC
• 09/2021 → Present
  Jp Morgan Chase Bank, N.A.
  Apex, NC
• 09/2021 → Present
  J.P. Morgan Securities Llc
  Apex, NC
• 01/2017 → 03/2018
  Scottrade Investment Management
  Raleigh, NC

Previous Registrations

• 2018-04-10 → 2021-08-17
  First Citizens Investor Services, Inc.
  Raleigh, NC
  Raleigh, NC
• 2017-01-25 → 2018-03-09
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2016-02-08

Designations

• Certified Financial Planner

Other Names

• Scott Padgett
• Prescott Lewis Padgett