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Prescott Lewis Padgett

J.P. Morgan Securities LLC

Wendell, NC

Cary, NC

Apex, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-09-14
TX RA APPROVED 2021-09-14
  • NC RA
    APPROVED
    Since 2021-09-14
  • TX RA
    APPROVED
    Since 2021-09-14

Branch Locations

2060 Wendell Valley Blvd, Wendell, NC 27591 • United States

309 Colonades Way, Cary, NC 27518-7010 • United States

1007 Beaver Creek Commons Dr, Apex, NC 27502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Raleigh NC 07/2016 03/2018
First Citizens Investor Services Raleigh NC 04/2018 08/2021
Jp Morgan Chase Bank, N.A. Apex NC 09/2021 Present
J.P. Morgan Securities Llc Apex NC 09/2021 Present
Scottrade Investment Management Raleigh NC 01/2017 03/2018
  • 07/2016 → 03/2018
    Scottrade, Inc.
    Raleigh, NC
  • 04/2018 → 08/2021
    First Citizens Investor Services
    Raleigh, NC
  • 09/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Apex, NC
  • 09/2021 → Present
    J.P. Morgan Securities Llc
    Apex, NC
  • 01/2017 → 03/2018
    Scottrade Investment Management
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-08
  • S66 Uniform Combined State Law Examination
    2016-02-08
Designations
Other Names
  • Scott Padgett
  • Prescott Lewis Padgett

View on SEC IAPD

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