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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-10 |
| NC | RA | APPROVED | 2007-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Kenly | NC | 01/2007 | Present |
1) 11/14/2006 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent: 1%. 2) 04/04/2008 - GENE PLEASANT AGENCY - NON-VARIABLE INSURANCE - FIXED ANNUITY AND LONG TERM CARE INSURANCE THRU GENE PLEASANT AGENCY. - TIME SPENT 1% - KENLY, NC 3) 8/10/2009 - AXA Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent: 1% - renewals. 4) 12/19/2013 - AARP UNITEDHEALTHCARE - NON-VARIABLE INSURANCE - SELLING AARP MEDICARE SUPPLEMENT THROUGH UNITEDHEALTHCARE - TIME SPENT 1% - KENLY, NC 5) 07/23/2014 - CRUMP INSURANCE - NON-VARIABLE INSURANCE - TIME SPENT 4 HOURS PER MONTH - KENLY, NC 6) 05/19/2016 * Silverscript * Non-Variable Insurance * inv rel * 102-B East Second Street, Kenly, NC 27542 * I will do senior marketing sales for Silver Script. The title would be agent.; selling Medicare Supplement part D; paid directly to me, not splitting commissions with anyone; not an owner. * start 04/29/2016 * 2 hrs/mo; 0 hrs during secs trdg hrs. 7) 5/29/2018 - Faber Properties LLC - Not Investment Related - 102B East Second Street, Kenly, NC 27542 - Real Estate Rental - Start Date:05/01/2018 - 3 Hour(s) Per Month/0 Hour(s) During Trading - Real Estate Rental-Faber Properties LLC. 8) 11/26/2019 - Faber Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/26/2019 - 0 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-16 |
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