Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-10
NC RA APPROVED 2007-01-18
  • TX RA
    APPROVED
    Since 2023-10-10
  • NC RA
    APPROVED
    Since 2007-01-18

Branch Locations

2231 Nash St Nw Ste A, Wilson, NC 27896 • United States

102-B E Second St, Kenly, NC 27542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Kenly NC 01/2007 Present
  • 01/2007 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Kenly, NC
Other Businesses

1) 11/14/2006 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent: 1%. 2) 04/04/2008 - GENE PLEASANT AGENCY - NON-VARIABLE INSURANCE - FIXED ANNUITY AND LONG TERM CARE INSURANCE THRU GENE PLEASANT AGENCY. - TIME SPENT 1% - KENLY, NC 3) 8/10/2009 - AXA Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent: 1% - renewals. 4) 12/19/2013 - AARP UNITEDHEALTHCARE - NON-VARIABLE INSURANCE - SELLING AARP MEDICARE SUPPLEMENT THROUGH UNITEDHEALTHCARE - TIME SPENT 1% - KENLY, NC 5) 07/23/2014 - CRUMP INSURANCE - NON-VARIABLE INSURANCE - TIME SPENT 4 HOURS PER MONTH - KENLY, NC 6) 05/19/2016 * Silverscript * Non-Variable Insurance * inv rel * 102-B East Second Street, Kenly, NC 27542 * I will do senior marketing sales for Silver Script. The title would be agent.; selling Medicare Supplement part D; paid directly to me, not splitting commissions with anyone; not an owner. * start 04/29/2016 * 2 hrs/mo; 0 hrs during secs trdg hrs. 7) 5/29/2018 - Faber Properties LLC - Not Investment Related - 102B East Second Street, Kenly, NC 27542 - Real Estate Rental - Start Date:05/01/2018 - 3 Hour(s) Per Month/0 Hour(s) During Trading - Real Estate Rental-Faber Properties LLC. 8) 11/26/2019 - Faber Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/26/2019 - 0 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1985-10-16
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1985-10-16
Designations
Other Names
  • Al Faber

View on SEC IAPD

More in Wilson, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor