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Dannie Cox

Cetera Investment Advisers LLC

Baton Rouge, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-17
LA RA APPROVED 2019-06-19
  • TX RA
    APPROVED
    Since 2019-10-17
  • LA RA
    APPROVED
    Since 2019-06-19

Branch Locations

8550 United Plaza Blvd Ste 108, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centenary College Of Louisiana Shreveport LA 01/2014 05/2017
First Command Financial Planning Fort Worth TX 12/2017 01/2019
Unemployed Shreveport LA 05/2017 07/2017
Foresters Financial Services Baton Rouge LA 04/2019 06/2019
Caddo Parish School Board (Substitute Teacher) Shreveport LA 08/2017 11/2017
Cetera Investment Services Saint Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Baton Rouge LA 06/2019 Present
  • 01/2014 → 05/2017
    Centenary College Of Louisiana
    Shreveport, LA
  • 12/2017 → 01/2019
    First Command Financial Planning
    Fort Worth, TX
  • 05/2017 → 07/2017
    Unemployed
    Shreveport, LA
  • 04/2019 → 06/2019
    Foresters Financial Services
    Baton Rouge, LA
  • 08/2017 → 11/2017
    Caddo Parish School Board (Substitute Teacher)
    Shreveport, LA
  • 06/2019 → Present
    Cetera Investment Services
    Saint Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Baton Rouge, LA
Previous Registrations
  • 2019-05-15 → 2019-06-21
    Foresters Advisory Services, Llc
    Baton Rouge, LA
  • 2018-04-16 → 2019-03-04
    First Command Advisory Services
    Bossier City, LA
    Fort Worth, TX
Other Businesses

1)MEMBER OF BOARD OF DIRECTORS FOR VALOR GYMNASTICS/VALOR STRONG FOUNDATION, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-13
  • S66 Uniform Combined State Law Examination
    2018-04-13
Other Names
  • Dannie Phillip Cox
  • Dannie Cox

View on SEC IAPD

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Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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