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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Houston | TX | 10/2017 | 01/2023 |
| Crestware | Houston | TX | 09/2001 | 09/2017 |
| Lpl Financial Llc | Houston | TX | 01/2023 | Present |
| Wellby Financial | Houston | TX | 01/2023 | Present |
| Jsc Federal Credit Union | Houston | TX | 01/2023 | Present |
1) 01/03/2023 - Wellby Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-01 |
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