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Kenneth Clark

Charles Schwab & Co., Inc.

Fort Mitchell, KY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-09-09
  • KY RA
    APPROVED
    Since 2024-09-09

Branch Locations

285 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 09/2016 10/2017
Fidelity Brokerage Services Llc Covington KY 09/2016 06/2023
U.S. Bancorp Investments, Inc. Cincinnati OH 11/2023 07/2024
N/A Cincinnati OH 07/2023 10/2023
Charles Schwab & Co., Inc. Fort Mitchell KY 08/2024 Present
  • 09/2016 → 10/2017
    Fidelity Investments
    Covington, KY
  • 09/2016 → 06/2023
    Fidelity Brokerage Services Llc
    Covington, KY
  • 11/2023 → 07/2024
    U.S. Bancorp Investments, Inc.
    Cincinnati, OH
  • 07/2023 → 10/2023
    N/A
    Cincinnati, OH
  • 08/2024 → Present
    Charles Schwab & Co., Inc.
    Fort Mitchell, KY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-09
S63 Uniform Securities Agent State Law Examination 2017-12-01
  • S65 Uniform Investment Adviser Law Examination
    2023-12-09
  • S63 Uniform Securities Agent State Law Examination
    2017-12-01
Designations
Other Names
  • Kenneth Lynn Clark
  • Kenneth Clark

View on SEC IAPD

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Other Offices

PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Mitchell, KY
OSAIC WEALTH, INC. · Fort Mitchell, KY
OSAIC WEALTH, INC. · FORT MITCHELL, KY
VALMARK ADVISERS, INC. · FORT MITCHELL, KY
OSAIC WEALTH, INC. · FORT MITCHELL, KY
HORAN WEALTH, LLC · Fort Mitchell, KY

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