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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-08-16
KY RA APPROVED 2004-01-01
  • OH RA
    APPROVED
    Since 2016-08-16
  • KY RA
    APPROVED
    Since 2004-01-01

Branch Locations

2216 Dixie Highway, Fort Mitchell, KY 41017 • United States

585 Clock Tower Way, Crescent Springs, KY 41017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Fort Mitchell KY 01/2004 Present
  • 01/2004 → Present
    Pnc Investments
    Fort Mitchell, KY
Previous Registrations
  • 2003-08-05 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Fort Mitchell, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-25
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2001-01-25
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Robb A Newman

View on SEC IAPD

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