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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-02 |
Branch Locations
211 Grandview Dr Ste 203, Fort Mitchell, KY 41017-2726 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-10-02 |
| TX | RA | APPROVED_RES | 2020-01-03 |
| MI | RA | APPROVED | 2017-05-15 |
| FL | RA | APPROVED | 2017-02-28 |
| KY | RA | APPROVED | 2010-04-19 |
Branch Locations
The Drees Building 211 Grandview Drive Suite 203, Ft. Mitchell, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Crescent Springs | KY | 11/1999 | 01/2018 |
| The Huntington Investment Company | Columbus | OH | 10/2005 | 03/2021 |
| The Huntington Investment Company | Columbus | OH | 03/2021 | 10/2025 |
| The Huntington Investment Company | Columbus | OH | 10/2025 | Present |
| Ameriprise Financial Services, Llc | Ft Mitchell | KY | 06/2026 | Present |
Name: Undecided; Position: Owner Retail Crafts; Nature: Retail; Investment Related: No; 5-10 hours; 0 trading hours; Start Date: 06/28/2024; Address: 10575 Turner Lane Union KY 41091; Description: Creating itmes or rehabbing items as needed. Plans to sell at craft shows and I rehab luxury goods (handbags/wallets) for resale.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-16 |
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