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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-05 |
Branch Locations
3200 Southwest Fwy #1800, Houston, TX 77027 • United States
Sugar Land, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Houston | TX | 09/2017 | 03/2018 |
| Unemployed | Houston | TX | 01/2017 | 09/2017 |
| C & F International Inc. | Houston | TX | 07/2014 | 12/2016 |
| Pruco Securities, Llc. | Houston | TX | 04/2018 | 12/2022 |
| New York Life Insurance Company | Dallas | TX | 02/2023 | 03/2023 |
| Nylife Securities Llc | Dallas | TX | 02/2023 | 03/2023 |
| Unemployed | Houston | TX | 01/2023 | 01/2023 |
| Equitable Advisors, Llc | New York | NY | 05/2023 | Present |
| Unemployed | Sugar Land | TX | 04/2023 | 05/2023 |
1. T&P DESIGN LLC; 21 COURT OF ST JUDE, SUGAR LAND, TX 77479; OWNER - RENTAL PROPERTY; START DATE 7/12/2023; APPROXIMATELY 1 HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-22 |
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