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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-03
IL RA APPROVED 2023-01-18
  • TX RA
    APPROVED
    Since 2023-02-03
  • IL RA
    APPROVED
    Since 2023-01-18

Branch Locations

770 Waukegan Road, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2017 10/2021
Jpmorgan Chase Bank, N.A. Chicago IL 05/2017 10/2021
Unemployed Chicago IL 11/2015 04/2017
J.P. Morgan Securities Llc Deerfield IL 10/2022 Present
Jpmorgan Chase Bank, N.A. Deerfield IL 10/2022 Present
Unemployed Chicago IL 11/2021 09/2022
  • 10/2017 → 10/2021
    Chicago, IL
  • 05/2017 → 10/2021
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 11/2015 → 04/2017
    Unemployed
    Chicago, IL
  • 10/2022 → Present
    Deerfield, IL
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Deerfield, IL
  • 11/2021 → 09/2022
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-31
S63 Uniform Securities Agent State Law Examination 2017-12-21
  • S66 Uniform Combined State Law Examination
    2022-12-31
  • S63 Uniform Securities Agent State Law Examination
    2017-12-21
Other Names
  • Mihaela Alexa

View on SEC IAPD

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