Paul B Mills

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 11/2017
  Pajco Inc. Rhodes 101 Stops
  Cape Girardeau, MO
• 10/2017 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 02/2018 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 03/2026
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 03/2026
  Cetera Advisors Llc
  Cape Girardeau, MO
• 03/2026 → Present
  Lpl Financial Llc
  Cape Girardeau, MO

Previous Registrations

• 2020-11-12 → 2026-03-25
  Cetera Investment Advisers Llc
  Cape Girardeau, MO
• 2018-02-15 → 2020-11-12
  First Allied Advisory Services, Inc.
  Cape Girardeau, MO

Other Businesses

1. 03/2026 - Cuba Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 3/18/2026

Exams

• S66 Uniform Combined State Law Examination
  2018-02-03

Other Names

• Paul B Mills
• Paul Brian Mills