Scott Douglas Thisted

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 08/2009 → Present
  Bank Of America, N.A.
  Denver, CO

Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: HARUTUN FAMILY TRUST U/A DTD 5/31/023.INVESTMENT RELATED: Y4.ADDRESS OF BUSINESS: CARBONDALE, COLORADO 816236.POSITION, TITLE, ASSOCIATION: OTHER, POWER ATTORNEY7.START DATE OF RELATIONSHIP: 5/3/20118.NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 110.DUTIES: I AM SIMPLY POWER OF ATTORNEY ON THIS FAMILY TRUST ACCOUNT. I*9.1.7.2.3FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LOYOLA RENTAL PROPERTYINVESTMENT RELATED: NADDRESS OF BUSINESS: AURORA, COLORADO 80013NATURE OF BUSINESS: OTHER, PERSONALLY OWNEDPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2016NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL CONDO I*1374271For profit or not for profit: Entity GovernmentalName of outside business organization: Snake River Water DistrictInvestment related: NAddress of business: Keystone, Colorado, 80435, United StatesNature of business: Governmental OrganizationPosition, title, association: Board MemberStart date of relationship: 8/1/2023Number of hours devoted: 4 hours YearlyNumber of hours devoted during trading hours: 0Duties: Board Member, and help oversee the Snake River Water District in Keystone, Colorado I*: 2236308Entity Type: Name of OBA: Harutun Children's TrustAddress: Denver, ColoradoInvestment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: March 2025Number of Hours: 4 hrs annuallyNumber of Hours during trading: 0Duties: Receive proceeds from the QPRTs(already approved in AIM), and distribute to the beneficiaries I*2257266, Entity Type: , Name of OBA: S D T TTEE U/A DTD 09/02/2009 BY M N H, Address: Dillon, Colorado, 80435, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 07-Apr-2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3016273Entity Type: N/AName of OBA: A.T.Address:Dillon ColoradoInvestment Related:NoPosition, Title, Association:Power of AttorneyStart Date:01/01/2025No Hours: 1 YearlyNo Hours during trading:0 YearlyDuties:Power of Attorney for Parents I*482469 Entity Type: N/A Name of OBA: Harutun ILIT Address: Carbondale, Colorado, 81623 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 06/02/2006 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: In-Laws

Exams

• S66 Uniform Combined State Law Examination
  1999-04-21

Other Names

• Scott D Thisted