Gabriel Louis Mendoza

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 01/2025
  Ubs Financial Services Inc.
  San Diego, CA
• 08/2015 → 05/2019
  California State University San Marcos
  San Marcos, CA
• 10/2015 → 08/2018
  Costco Wholesale
  San Diego, CA
• 01/2025 → Present
  Morgan Stanley Smith Barney Llc
  Rancho Santa Fe, CA
• 08/2025 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2020-02-13 → 2025-01-21
  Ubs Financial Services Inc.
  San Diego, CA
  Carlsbad, CA

Other Businesses

*627878-  Ticket Chomp LLC; Investment related-Yes; Carlsbad, California; Technology; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 1; Managing Member

Exams

• S66 Uniform Combined State Law Examination
  2020-02-13

Other Names

• Gabriel Louis Mendoza
• Gabe Mendoza
• Gabriel Mendoza