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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-11 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
6041 La Flecha Post Off Box 415, Rancho Sante Fe, CA 92067 • United States
6037 La Flecha Suite 200, Rancho Santa Fe, CA 92067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Rancho Santa Fe | CA | 12/1999 | Present |
| Morgan Stanley Smith Barney | Rancho Santa Fe | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
THREE RENTAL PROPERTIES, OWNER; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; CAMINO LEON, CARLSBAD, CA; VIA DEL MAR, SAN DIEGO, CA; EL CAMINO REAL ENCINITAS, CA; START DATE: 2010; INVESTMENT RELATED; *250661 - Rental Property; Investment Related - Yes; escondido, California; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2020; During Business Hours: 0; After Business Hours: 0; Sole owner of rental property *493591 - Rental Property; Investment Related - Yes; San Diego, California; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2022; During Business Hours: 0; After Business Hours: 0; Property owner *496734 - Rental property; Investment related Yes; Carlsbad; California; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent);07/2014; During business hours: 0; After business hours: 0; Owner *600411 - Rental property; Investment related: Yes; Vista, California; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 0; After business hours: 0; No duties (passive investment)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-22 |
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