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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

6041 La Flecha Post Off Box 415, Rancho Sante Fe, CA 92067 • United States

6037 La Flecha Suite 200, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Rancho Santa Fe CA 12/1999 Present
Morgan Stanley Smith Barney Rancho Santa Fe CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 12/1999 → Present
    Rancho Santa Fe, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Rancho Santa Fe, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

THREE RENTAL PROPERTIES, OWNER; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; CAMINO LEON, CARLSBAD, CA; VIA DEL MAR, SAN DIEGO, CA; EL CAMINO REAL ENCINITAS, CA; START DATE: 2010; INVESTMENT RELATED; *250661 - Rental Property; Investment Related - Yes; escondido, California; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2020; During Business Hours: 0; After Business Hours: 0; Sole owner of rental property *493591 - Rental Property; Investment Related - Yes; San Diego, California; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2022; During Business Hours: 0; After Business Hours: 0; Property owner *496734 - Rental property; Investment related Yes; Carlsbad; California; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent);07/2014; During business hours: 0; After business hours: 0; Owner *600411 - Rental property; Investment related: Yes; Vista, California; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 0; After business hours: 0; No duties (passive investment)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-21
S63 Uniform Securities Agent State Law Examination 2000-02-22
  • S65 Uniform Investment Adviser Law Examination
    2000-03-21
  • S63 Uniform Securities Agent State Law Examination
    2000-02-22

View on SEC IAPD

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