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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-11-09
TX RA APPROVED_RES 2011-10-19
CA RA APPROVED 2011-09-30
  • VA RA
    APPROVED
    Since 2016-11-09
  • TX RA
    APPROVED_RES
    Since 2011-10-19
  • CA RA
    APPROVED
    Since 2011-09-30

Branch Locations

6041 La Flecha Post Off Box 415, Rancho Sante Fe, CA 92067 • United States

6037 La Flecha Suite 200, Rancho Santa Fe, CA 92067 • United States

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Rancho Sante Fe CA 08/2011 Present
  • 08/2011 → Present
    Morgan Stanley Smith Barney
    Rancho Sante Fe, CA
Previous Registrations
  • 2010-03-08 → 2011-08-09
    San Diego, CA
  • 2005-01-20 → 2010-03-09
    Wells Fargo Investments, Llc
    San Diego, CA
    San Diego, CA
  • 2004-07-08 → 2004-11-26
    Banc Of America Investment Services, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-07
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S66 Uniform Combined State Law Examination
    2004-07-07
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Other Names
  • Virginia Harrington
  • Virginia Christie Harrington

View on SEC IAPD

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