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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yang Machines | Whittier | CA | 03/2007 | 04/2018 |
| Td Group (Self-Employed/Independent Contractor) | Monterey Park | CA | 03/2012 | 04/2018 |
| Axa Advisors, Llc | Century City | CA | 11/2017 | 10/2019 |
| Axa Advisors Llc | Century City | CA | 04/2018 | 10/2019 |
| Jpmorgan Chase Bank, N.A. | Altadena | CA | 01/2020 | Present |
| Jp Morgan Securities Llc | Altadena | CA | 01/2020 | Present |
| Unemployed | Monetery Park | CA | 10/2019 | 01/2020 |
Entity Name: In-Home Supportive Services (IHSS) Program Investment related: No "Address: https://www.cdss.ca.gov/in-home-supportive-services 3352 Aerojet Ave. El Monte, CA 91731 " Nature of the other business: Assisted Living Position/Title/Relationship: Employee/Contractor Start Date: 01/02/2023 Approximate # of hours a month: 10-20 Approximate # of hours during securities trading hours: 10 Briefly describe your duties: provide caregiving services to my grandmother. grocery shopping. assistance with around the house outside business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-05 |
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