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Nicole Keirnes Scanlon

Morgan Stanley

Wayzata, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-15
MN RA APPROVED 2023-05-11
  • TX RA
    APPROVED_RES
    Since 2023-05-15
  • MN RA
    APPROVED
    Since 2023-05-11

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Minneapolis MN 09/2017 05/2020
Keirnes Law, Pllc Minneapolis MN 10/2011 09/2017
Lpl Financial, Llc Bloomington MN 06/2020 05/2023
Morgan Stanley Smith Barney Llc Wayzata MN 05/2023 Present
Morgan Stanley Private Bank, N.A New York NY 05/2023 Present
  • 09/2017 → 05/2020
    Sanford C. Bernstein & Co., Llc
    Minneapolis, MN
  • 10/2011 → 09/2017
    Keirnes Law, Pllc
    Minneapolis, MN
  • 06/2020 → 05/2023
    Lpl Financial, Llc
    Bloomington, MN
  • 05/2023 → Present
    Morgan Stanley Smith Barney Llc
    Wayzata, MN
  • 05/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-16
  • S66 Uniform Combined State Law Examination
    2018-02-16
Other Names
  • Nicole Scanlon
  • Nicole S Keirnes

View on SEC IAPD

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GARDA CAPITAL PARTNERS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
BANNERSTONE CAPITAL

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BRIAN JEROME WARPINSKI
JEAN PAUL PRENEVOST
ESTELLA MORA ECKART
JESSICA ROSE HINDERMANN
Keighley J Spott
GREGORY PAUL OLSON

Other Offices

LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
LPL FINANCIAL LLC · WAYZATA, MN

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