Keighley J Spott

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 10/2017
  Anchor Bank
  Wayzata, MN
• 12/2013 → 10/2017
  Lpl Financial Llc
  Wayzata, MN
• 10/2017 → 04/2020
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2018 → 04/2020
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2018 → 08/2021
  Stiles Financial Services
  Edina, MN
• 05/2020 → 08/2021
  Lasalle St Securities Llc
  Edina, MN
• 08/2021 → Present
  Morgan Stanley
  Wayzata, MN

Previous Registrations

• 2018-01-03 → 2021-08-07
  Stiles Financial Services, Inc.
  Edina, MN
• 2018-01-02 → 2019-12-05
  Cambridge Investment Research Advisors, Inc.
  Edina, MN
• 2013-12-11 → 2017-09-15
  Lpl Financial Llc
  Eden Prairie, MN
  West St. Paul, MN
  Eagan, MN
  Eden Prairie, MN
  Plymouth, MN
  Wayzata, MN
• 2009-06-01 → 2013-12-02
  Morgan Stanley
  Minneapolis, MN
• 2007-08-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Minneapolis, MN

Exams

• S66 Uniform Combined State Law Examination
  2007-07-27

Other Names

• Keighley Jean Ponthan
• Keighley Jean Spott