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Keighley J Spott

Morgan Stanley

Wayzata, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-17
MN RA APPROVED 2021-09-03
  • TX RA
    APPROVED_RES
    Since 2021-09-17
  • MN RA
    APPROVED
    Since 2021-09-03

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anchor Bank Wayzata MN 12/2013 10/2017
Lpl Financial Llc Wayzata MN 12/2013 10/2017
Cambridge Investment Research, Inc. Fairfield IA 10/2017 04/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2018 04/2020
Stiles Financial Services Edina MN 01/2018 08/2021
Lasalle St Securities Llc Edina MN 05/2020 08/2021
Morgan Stanley Wayzata MN 08/2021 Present
  • 12/2013 → 10/2017
    Anchor Bank
    Wayzata, MN
  • 12/2013 → 10/2017
    Lpl Financial Llc
    Wayzata, MN
  • 10/2017 → 04/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2018 → 04/2020
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 01/2018 → 08/2021
    Stiles Financial Services
    Edina, MN
  • 05/2020 → 08/2021
    Lasalle St Securities Llc
    Edina, MN
  • 08/2021 → Present
    Morgan Stanley
    Wayzata, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-27
  • S66 Uniform Combined State Law Examination
    2007-07-27
Other Names
  • Keighley Jean Ponthan
  • Keighley Jean Spott

View on SEC IAPD

Other Firms

LARSON FINANCIAL GROUP, LLC
EDWARD JONES
WALLEYE CAPITAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GARDA CAPITAL PARTNERS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
BANNERSTONE CAPITAL

Other Investors

JOSEPH ANTHONY DELMONICO
GREGORY CHARLES RIELAND
BRIAN JEROME WARPINSKI
JEAN PAUL PRENEVOST
ESTELLA MORA ECKART
JESSICA ROSE HINDERMANN
GREGORY PAUL OLSON
Kyle Andrew Beeson

Other Offices

LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
LPL FINANCIAL LLC · WAYZATA, MN

More in Wayzata, MN

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