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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-28 |
| MN | RA | APPROVED | 2013-11-19 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
445 East Lake Street Suite 320, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Wayzata | MN | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2015 | Present |
6224 Equities, LLC; Investment Related; St. Louis Park, MN; Real Estate; Partner; September 2015; 1 Hour; 0 Trading Hours. *556211- 4907 Equities LLC; Investment related-Yes; Minnetonka, Minnesota; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2023; During business hours: 0; After business hours: 1; Administrative:Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-21 |
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