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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-07-18 |
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2010-11-22 |
Branch Locations
445 East Lake Street Suite 320, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Minneapolis | MN | 06/2015 | 07/2017 |
| Morgan Stanley | Wayzata | MN | 07/2017 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; MINNEAPOLIS/MN; REAL ESTATE; TITLE: CO-OWNER; START DATE: 6/2011; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0. *487521- Estate; Investment related Yes; Miami, Florida; Estate; Executor/Co-Executor; 01/2012; During business hours: 12; After business hours: 0; Estate Administration
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-13 |
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