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Current Employers
Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-09
  • NY RA
    APPROVED
    Since 2021-08-09

Branch Locations

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yigal Azrouel New York NY 05/2016 08/2017
Maxim Group Llc New York NY 09/2017 04/2021
Maxim Group Llc Miami Beach FL 04/2021 Present
Maxim Financial Advisors New York NY 07/2019 Present
  • 05/2016 → 08/2017
    Yigal Azrouel
    New York, NY
  • 09/2017 → 04/2021
    Maxim Group Llc
    New York, NY
  • 04/2021 → Present
    Maxim Group Llc
    Miami Beach, FL
  • 07/2019 → Present
    Maxim Financial Advisors
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-31
  • S66 Uniform Combined State Law Examination
    2019-07-31

View on SEC IAPD

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