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Current Employers
Victoria Capital Management, Inc.

109 East Bay Street #1E, Charleston, SC 29401-2549 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2025-08-06
CA RA APPROVED 2025-08-01
SC RA APPROVED 2025-08-01
  • WY RA
    APPROVED
    Since 2025-08-06
  • CA RA
    APPROVED
    Since 2025-08-01
  • SC RA
    APPROVED
    Since 2025-08-01

Branch Locations

109 East Bay Street #1E, Charleston, SC 29401-2549 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Columbus OH 08/2016 04/2017
Popular Demand Llc Columbus OH 03/2012 07/2017
Victoria Capital Management, Inc. Charleston SC 07/2017 Present
Previous Registrations
Other Businesses

?Type of Business: Publishing ?Business Name: Rivanna Heights Media, LLC ?Role: President ?Activities Involved: As President of Rivanna Heights Media, I focus my efforts on conducting thorough research to gather accurate and relevant information for the publications, overseeing the acquisition and organization of necessary resources, including content, writers, and other publishing materials, and ensuring the quality and accuracy of the content through meticulous editing and review processes. Additionally, I manage the publishing process for non-fiction works that do not involve my name or the name of Victoria Capital Management. ?Time Commitment: ~10 hours per week, with no conflict with my duties at Victoria Capital Management. ?Duration: Ongoing This outside business activity is conducted during my personal time and does not involve any investment-related services or activities connected to my role at Victoria Capital Management. Furthermore, I am committed to ensuring no conflict of interest or use of proprietary information from Victoria Capital Management in my publishing activities. I will continue to prioritize my duties and obligations as an employee of Victoria Capital Management and adhere to all company policies and industry regulations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-06
  • S65 Uniform Investment Adviser Law Examination
    2017-10-06

View on SEC IAPD

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