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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED | 2019-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| United States Border Patrol | Douglas | AZ | 10/2014 | Present |
| Arizona Army National Guard | Marana | AZ | 02/2004 | Present |
| Arizona Army National Guard/Active Duty Orders/Southwest Border | Tucson | AZ | 04/2016 | 11/2016 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2019 | Present |
1.SMARTPRO FINANCIAL, 9128 W BLUE SAGUARO ST, MARANA, AZ, 10/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3.SMARTPRO FINANCIAL, 753 Humble Dr., Ste. A, Cookeville TN 38501, United States, 09/26/2019, IAR, DBA Name, INV REL, 160HR/MO - 120HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-02 |
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