Lauren Rivera

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-06-25
TX	RA	APPROVED	2019-01-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Belk	Nocogdoches	TX	11/2014	07/2017
Stephen F. Austin State University	Nacogdoches	TX	08/2012	05/2017
Unemployed	Henderson	TX	08/2017	09/2017
Axa Advisors	Fort Worth	TX	12/2017	02/2018
Mesero	Fort Worth	TX	02/2018	09/2018
Southside Bank	Fort Worth	TX	03/2018	08/2018
Raymond James Financial Services, Inc.	Fort Worth	TX	07/2018	08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	11/2018	Present
Bank Of America, N.A.	Dallas	TX	07/2025	Present

11/2014 → 07/2017

Belk

Nocogdoches, TX
08/2012 → 05/2017

Stephen F. Austin State University

Nacogdoches, TX
08/2017 → 09/2017

Unemployed

Henderson, TX
12/2017 → 02/2018

Axa Advisors

Fort Worth, TX
02/2018 → 09/2018

Mesero

Fort Worth, TX
03/2018 → 08/2018

Southside Bank

Fort Worth, TX
07/2018 → 08/2018

Raymond James Financial Services, Inc.

Fort Worth, TX
11/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
07/2025 → Present

Bank Of America, N.A.

Dallas, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-18
S63	Uniform Securities Agent State Law Examination	2017-12-21

Other Firms