Lauren Rivera

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-06-25
TX	RA	APPROVED	2019-01-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Belk	Nocogdoches	TX	11/2014	07/2017
Stephen F. Austin State University	Nacogdoches	TX	08/2012	05/2017
Unemployed	Henderson	TX	08/2017	09/2017
Axa Advisors	Fort Worth	TX	12/2017	02/2018
Mesero	Fort Worth	TX	02/2018	09/2018
Southside Bank	Fort Worth	TX	03/2018	08/2018
Raymond James Financial Services, Inc.	Fort Worth	TX	07/2018	08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	11/2018	Present
Bank Of America, N.A.	Dallas	TX	07/2025	Present

11/2014 → 07/2017

Belk

Nocogdoches, TX
08/2012 → 05/2017

Stephen F. Austin State University

Nacogdoches, TX
08/2017 → 09/2017

Unemployed

Henderson, TX
12/2017 → 02/2018

Axa Advisors

Fort Worth, TX
02/2018 → 09/2018

Mesero

Fort Worth, TX
03/2018 → 08/2018

Southside Bank

Fort Worth, TX
07/2018 → 08/2018

Raymond James Financial Services, Inc.

Fort Worth, TX
11/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
07/2025 → Present

Bank Of America, N.A.

Dallas, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-18
S63	Uniform Securities Agent State Law Examination	2017-12-21

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