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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-12
NY RA APPROVED 2023-05-25
TX RA APPROVED 2023-05-25
  • NJ RA
    APPROVED
    Since 2023-06-12
  • NY RA
    APPROVED
    Since 2023-05-25
  • TX RA
    APPROVED
    Since 2023-05-25

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

Little Elm, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Weehawken NJ 12/2018 11/2020
University Of New Haven West Haven CT 08/2016 08/2017
J.P. Morgan Chase Bank, N.A. Scarsdale NY 01/2021 05/2023
J.P. Morgan Securitites, Llc Scarsdale NY 01/2021 05/2023
Unemployed Jersey City NJ 12/2020 12/2020
Ubs Financial Services, Inc. Weehawken NJ 04/2018 09/2018
Ubs Financial Services/ Brickforce Staffing Weehawken NJ 10/2017 10/2018
Unemployed Newark NJ 09/2017 09/2017
Unemployed Newark NJ 11/2018 11/2018
Star Solutions Rpo Llc New York NY 10/2017 06/2018
Transform Holdco Llc New York NY 04/2016 10/2016
Adecco West Haven CT 05/2014 06/2017
Ubs Financial Services, Inc. Plano TX 05/2023 Present
  • 12/2018 → 11/2020
    Weehawken, NJ
  • 08/2016 → 08/2017
    University Of New Haven
    West Haven, CT
  • 01/2021 → 05/2023
    J.P. Morgan Chase Bank, N.A.
    Scarsdale, NY
  • 01/2021 → 05/2023
    J.P. Morgan Securitites, Llc
    Scarsdale, NY
  • 12/2020 → 12/2020
    Unemployed
    Jersey City, NJ
  • 04/2018 → 09/2018
    Weehawken, NJ
  • 10/2017 → 10/2018
    Ubs Financial Services/ Brickforce Staffing
    Weehawken, NJ
  • 09/2017 → 09/2017
    Unemployed
    Newark, NJ
  • 11/2018 → 11/2018
    Unemployed
    Newark, NJ
  • 10/2017 → 06/2018
    Star Solutions Rpo Llc
    New York, NY
  • 04/2016 → 10/2016
    Transform Holdco Llc
    New York, NY
  • 05/2014 → 06/2017
    Adecco
    West Haven, CT
  • 05/2023 → Present
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-06
  • S66 Uniform Combined State Law Examination
    2018-11-06
Other Names
  • Armani Jonathan Miller
  • Armani Miller Jackson

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