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Robert Michael Southall

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marietta, GA

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-11-22
TX RA APPROVED 2021-11-10
  • GA RA
    APPROVED
    Since 2021-11-22
  • TX RA
    APPROVED
    Since 2021-11-10

Branch Locations

Marietta, GA • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2017 11/2021
Camping World Jackson MS 02/2017 10/2017
Scott Equipment Company Jackson MS 12/2014 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 11/2021 Present
Previous Registrations
  • 2017-12-14 → 2021-11-11
    Edward Jones
    Vicksburg, MS
    St Louis, MO
    Vicksburg, MS
    Vicksburg, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-13
  • S66 Uniform Combined State Law Examination
    2017-12-13
Other Names
  • Robert Michael Southall
  • Michael M Southall

View on SEC IAPD

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JONATHAN ANDREW BRUMMEL
ATHANASIOS NICK BAFAS
JOHN MICHAEL DICZOK
LOIS ANN BAFAS
CHRISTOPHER DENNIS WRIGHT
BENITO CANALES
Erica L Carson

Other Offices

SENTARA CAPITAL · MARIETTA, GA
ANOVEST INVESTMENT ADVISORS · MARIETTA, GA
THIRD ACT RETIREMENT PLANNING, INC. · MARIETTA, GA
OSAIC WEALTH, INC. · MARIETTA, GA
WELLS FARGO CLEARING SERVICES, LLC · MARIETTA, GA
EDWARD JONES · Marietta, GA
FIFTH THIRD SECURITIES, INC. · MARIETTA, GA
TRUIST ADVISORY SERVICES, INC. · MARIETTA, GA

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