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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-25 |
| WA | RA | APPROVED | 2017-12-13 |
Branch Locations
717 West Sprague Avenue Suite 500, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Spokane | WA | 10/2017 | Present |
| Sierra Music Publications, Inc | Liberty Lake | WA | 03/2008 | Present |
| Gonzaga University | Spokane | WA | 08/2006 | Present |
| Spokane All-City Jazz Ensembles | Spokane | WA | 11/2005 | 10/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2018 | Present |
1.Self-Employed Musician; Investment related: No; Perform music at various events; Independent Contractor/Self-Employed Musician(proprietor, partner, officer, director, employee, trustee, agent); Jun 1996; During business hours: 0; After business hours: 1; Self-Employed Musician - I am hired, from time to time, to perform at various social functions (e.g., weddings, conference social hours, corporate events, local establishments, etc.). The time commitment for this activity varies, is at my discretion, and will not take place during business hours. 2.Gonzaga University; Investment related No; Spokane,WA; Employee; Adjunct Instructor in the Music Department(proprietor, partner, officer, director, employee, trustee, agent); Aug 2006; During business hours: 0; After business hours: 1 *401909 - Power of Attorney; Investment related Yes; Spokane, WA; June 2020; During business hours: 0; After business hours: 0. *335738- Spokane Jazz Society; Investment related-No; Spokane, Washington; Art/Culture; Board Member, Vice President (proprietor, partner, officer, director, employee, trustee, agent); 09/2014; During business hours: 2; After business hours: 10; Administrative, Business Development/Growth, Check Signing/Funds Disbursements, Authorized on a bank account related to the entity
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-13 |
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