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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
| WA | RA | APPROVED | 2009-07-30 |
Branch Locations
421 W. Riverside Avenue Suite 970, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Spokane | WA | 07/2009 | Present |
| Raymond James Financial Services Advisors, Inc | Spokane | WA | 07/2009 | Present |
(1)Name of Business: Address: 3624 W Indian Trail Rd, Spokane, WA 99208, WA, 99205, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 02/14/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assumption Catholic Parish Finance Council Member (2)Name of Business: Arnold Financial Group Address: 421 W Riverside Ave Ste 970, Spokane, WA, 99201, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/20/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-18 |
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