Colin Lynn Brooks

Employer firm

Vorpahl Wing Advisors, Inc. CRD 47548

$124M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 04/2019
  Robert W. Baird & Co.
  Spokane, WA
• 04/2019 → Present
  Vorpahl Wing Securities
  Spokane, WA

Previous Registrations

• 2015-03-31 → 2019-04-17
  Robert W. Baird & Co. Incorporated
  Spokane, WA
• 2011-01-03 → 2015-04-02
  Wells Fargo Clearing Services, Llc
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Boise, ID
• 2010-03-19 → 2011-01-03
  Wells Fargo Investments, Llc
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Federal Way, WA
• 2009-10-23 → 2010-03-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spokane, WA
  Spokane, WA
  Seattle, WA
• 2007-11-06 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Seattle, WA
  Spokane, WA
• 2006-04-28 → 2007-11-06
  Banc Of America Investment Services, Inc.
  Seattle, WA
  Spokane, WA
• 2000-09-20 → 2006-05-13
  Citigroup Global Markets Inc.
  Spokane, WA
  Spokane, WA

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-05
• S63 Uniform Securities Agent State Law Examination
  1992-07-28