Inactive

Colin Lynn Brooks

Vorpahl Wing Advisors, Inc.

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Current Employers

Vorpahl Wing Advisors, Inc.

421 W. Riverside Suite 1020, Spokane, WA 99201 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-04-18

WA RA
APPROVED

Since 2019-04-18

Branch Locations

421 W. Riverside Suite 1020, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co.	Spokane	WA	03/2015	04/2019
Vorpahl Wing Securities	Spokane	WA	04/2019	Present

03/2015 → 04/2019

Robert W. Baird & Co.

Spokane, WA
04/2019 → Present

Vorpahl Wing Securities

Spokane, WA

Previous Registrations

2015-03-31 → 2019-04-17

Robert W. Baird & Co. Incorporated

Spokane, WA
2011-01-03 → 2015-04-02

Wells Fargo Clearing Services, Llc

Spokane, WA

Spokane, WA

Spokane, WA

Boise, ID
2010-03-19 → 2011-01-03

Wells Fargo Investments, Llc

Spokane, WA

Spokane, WA

Spokane, WA

Federal Way, WA
2009-10-23 → 2010-03-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Spokane, WA

Spokane, WA

Seattle, WA
2007-11-06 → 2009-10-23

Banc Of America Investment Services, Inc.

Seattle, WA

Spokane, WA
2006-04-28 → 2007-11-06

Banc Of America Investment Services, Inc.

Seattle, WA

Spokane, WA
2000-09-20 → 2006-05-13

Citigroup Global Markets Inc.

Spokane, WA

Spokane, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-05
S63	Uniform Securities Agent State Law Examination	1992-07-28

S65 Uniform Investment Adviser Law Examination

1995-08-05
S63 Uniform Securities Agent State Law Examination

1992-07-28

View on SEC IAPD

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