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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
| WA | RA | APPROVED | 2016-05-13 |
Branch Locations
421 West Riverside Avenue Suite 970, Spokane, WA 99201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Spokane | WA | 06/2011 | Present |
| Arnold Financial Group | Spokane | WA | 07/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Spokane | WA | 05/2016 | Present |
(1)Name of Business: Arnold Financial Group Address: 421 W Riverside Ave Ste 970, Spokane, WA, 99201, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Other Investment Related: No Start Date: 07/15/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-Owner of support company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-07 |
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