Catherine Patrice Garcia

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Convergenz	Addison	TX	05/2017	09/2017
Savoya	Dallas	TX	01/2012	05/2017
Transamerica Financial Advisors, Inc	Plano	TX	03/2022	05/2023
World Financial Group, Inc.	Plano	TX	03/2022	05/2023
Edward Jones	Saint Louis	MO	10/2017	02/2022
Marketsource	Alpharetta	GA	09/2017	10/2017
Thrivent Investment Management Inc.	Allen	TX	05/2023	02/2024
Thrivent Financial	Appleton	WI	05/2023	10/2023
Thrivent Financial	Appleton	WI	10/2023	02/2024
Blue Monarch Financial Inc., Dba: Blue Monarch Wealth Group	Plano	TX	02/2024	08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mckinney	TX	09/2024	Present
Bank Of America, N.A.	Mckinney	TX	11/2024	Present

05/2017 → 09/2017

Convergenz

Addison, TX
01/2012 → 05/2017

Savoya

Dallas, TX
03/2022 → 05/2023

Transamerica Financial Advisors, Inc

Plano, TX
03/2022 → 05/2023

World Financial Group, Inc.

Plano, TX
10/2017 → 02/2022

Edward Jones

Saint Louis, MO
09/2017 → 10/2017

Marketsource

Alpharetta, GA
05/2023 → 02/2024

Thrivent Investment Management Inc.

Allen, TX
05/2023 → 10/2023

Thrivent Financial

Appleton, WI
10/2023 → 02/2024

Thrivent Financial

Appleton, WI
02/2024 → 08/2024

Blue Monarch Financial Inc., Dba: Blue Monarch Wealth Group

Plano, TX
09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mckinney, TX
11/2024 → Present

Bank Of America, N.A.

Mckinney, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-01

Other Firms