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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-09
TX RA APPROVED 2024-04-09
  • CA RA
    APPROVED
    Since 2024-04-09
  • TX RA
    APPROVED
    Since 2024-04-09

Branch Locations

2361 Rosecrans Ave Suite 460, El Segundo, CA 90245-7910 • United States

San Pedro, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2017 08/2018
Bank Of America San Pedro CA 08/2016 10/2017
Rbc Capital Markets, Llc. Beverly Hills CA 10/2018 05/2022
Morgan Stanley Torrance CA 04/2023 04/2024
Homemaker San Pedro CA 05/2022 04/2023
Rbc Capital Markets, Llc El Segundo CA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-06
  • S66 Uniform Combined State Law Examination
    2018-02-06
Other Names
  • Alyssa Marie Titus

View on SEC IAPD

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