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Natalie Christine Smith

Osaic Wealth, Inc.

Prunedale, CA

Watsonville, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-20
CA RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-20
  • CA RA
    APPROVED
    Since 2024-06-14

Branch Locations

Prunedale, CA • United States

17 Aspen Way, Watsonville, CA 95076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Watsonville CA 10/2017 04/2022
Securities America, Inc. Watsonville CA 04/2022 06/2024
Architectural Facades Gilroy CA 06/2015 10/2017
Securities America Advisors Watsonville CA 01/2023 06/2024
Osaic Wealth, Inc. Watsonville CA 06/2024 Present
  • 10/2017 → 04/2022
    Securities America, Inc.
    Watsonville, CA
  • 04/2022 → 06/2024
    Securities America, Inc.
    Watsonville, CA
  • 06/2015 → 10/2017
    Architectural Facades
    Gilroy, CA
  • 01/2023 → 06/2024
    Securities America Advisors
    Watsonville, CA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Watsonville, CA
Previous Registrations
  • 2023-01-17 → 2024-06-14
    Securities America Advisors, Inc.
    Watsonville, CA
    Watsonville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-11
  • S66 Uniform Combined State Law Examination
    2022-06-11
Other Names
  • Natalie Christine Fulan

View on SEC IAPD

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Other Investors

KEVIN M NEWHOUSE
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CHRISTOPHER M GEORGE
JUSTIN L HANNAH
AGUSTIN RAMIREZ
FELICIA SUDDHA GEORGE
CHRISTOPHER MICHAEL DANZER

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · FREEDOM, CA
PFS INVESTMENTS INC. · WATSONVILLE, CA
EDWARD JONES · WATSONVILLE, CA
EDWARD JONES · WATSONVILLE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WATSONVILLE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Watsonville, CA
WELLS FARGO CLEARING SERVICES, LLC · WATSONVILLE, CA
ASILOMAR ADVISORS LLC · APTOS, CA

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