Kevin M Newhouse

Current Employers

Employment History

• 11/2009 → 05/2019
  Morgan Stanley Smith Barney
  Capitola, CA
• 05/2019 → 06/2024
  Securities America, Inc.
  Watsonville, CA
• 05/2019 → 06/2024
  Securities America Advisors
  Watsonville, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Watsonville, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Watsonville, CA

Previous Registrations

• 2019-05-22 → 2024-06-14
  Securities America Advisors, Inc.
  Watsonville, CA
  Watsonville, CA
• 2011-06-30 → 2019-05-31
  Morgan Stanley
  Capitola, CA
  Santa Cruz, CA

Other Businesses

1. INSURANCE SALES POSITION: Provide insurance sales to clients NATURE: Insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2020 ADDRESS: 17 Aspen Way, WATSONVILLE CA 95076-2059 DESCRIPTION: I will be selling annuities as part of client investment portfolios. 2. SANTA CRUZ COUNTY HISTORIC RESOURCES COMMISSION POSITION: Commissioner NATURE: This appointment to the Santa Cruz County Historic Resources Commission to represent the 2nd District is a volunteer (unpaid) position that meets quarterly to discuss the preservation of historic properties around Santa Cruz County. It is technically a government position but again, it is not considered an employment position. There is no compensation and no benefits. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 04/03/2023 ADDRESS: 701 Ocean Street, Suite 400, Santa Cruz CA 95060 DESCRIPTION: The HRC reviews proposals to amend the Historic Resources Inventory, applications for changes to the exterior of properties included on the Historic Resources Inventory and fulfills other duties pertaining to Historic Preservation as provided in Chapter 2.58 of the Santa Cruz County Code and the County General Plan. 3. APTOS HISTORY MUSEUM POSITION: Steering Committee Member NATURE: Aptos History Museum Steering Committee. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2023 ADDRESS: 9515 Soquel Dr., Aptos CA 95003, United States DESCRIPTION: Our monthly meetings discuss items related to local history and items specific to the museum. This includes recently donated items, membership, planning for future events, etc. This is a volunteer (unpaid) position that meets monthly to discuss the topics relevant to the museum. It is not considered an employment position. There is no compensation and no benefits.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-29

Other Names

• Kevin Newhouse