Matthew Carlos Lopez

Current Employers

Employment History

• 04/2014 → 08/2017
  Questar Capital Corporation
  Minneapolis, MN
• 01/2015 → 08/2017
  Questar Asset Management
  Minneapolis, MN
• 08/2017 → 06/2024
  Securities America, Inc
  Watsonville, CA
• 08/2017 → 06/2024
  Securities America Advisors
  Watsonville, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Watsonville, CA

Previous Registrations

• 2017-08-16 → 2024-06-14
  Securities America Advisors, Inc.
  Watsonville, CA
  Watsonville, CA
• 2015-01-15 → 2017-08-03
  Questar Asset Management, Inc.
  Truckee, CA
  Minneapolis, MN

Other Businesses

1. Kirkson, Inc. Position: Agent - Nature: Real Estate - Investment Related: Yes - Hours: 0 Securities Trading Hours: 0 - Start Date: 03/03/2015 - Address: 1410 E Roseville Pkwy #110, Roseville CA 95661, United States 2. ROTARY INTERNATIONAL POSITION: Member NATURE: Global network of members to promote community services. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/13/2018 ADDRESS: Cameron Park Country Club, 3201 Royal Dr., Cameron Park CA 95682 DESCRIPTION: I attend some meetings on Thursdays where the Cameron Park Rotary Club meets. I sometimes help in community service activities and sometime donate to causes. Recently we have been meeting on Zoom. 3. SECURITIES AMERICA ADVISORS, INC POSITION: Investment Advisor Representative NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 08/14/2017 ADDRESS: 17 Aspen Way, Watsonville, CA 95076 Port Grace Blvd, La Vista NE 68128 DESCRIPTION: Advisory services offered are financial planning and portfolio management providing advice about securities. In conjunction with management of tax-deferred retirement accounts, trust assets, college savings and investment savings. Offering of stocks, bonds, mutual funds, ETFs, annuities and insurance. 4. MATTHEW LOPEZ POSITION: Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2015 ADDRESS: 2302 Vernon St, Roseville CA 95678 DESCRIPTION: I offer to financial advising clients insurance solutions such as Fixed Annuities, Equity Indexed Annuities, Whole Life, Term Life, Indexed Life, Long Term Care, and Health. This helps client reach their investment objectives in coordination with their overall financial goals.? 5. ASTUTE WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: I use a marketing name Astute Wealth Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2018 ADDRESS: 195 Aviation Way, Suite 1016, Watsonville CA 95076 DESCRIPTION: I use the marketing name Astute Wealth Management. This name is used on the email client will send me and it goes through the Securities America email system.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-25

Other Names

• Matthew C Lopez