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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-18
  • NY RA
    APPROVED
    Since 2025-05-18

Branch Locations

1285 North Main St, Jamestown, NY 14701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities Inc San Diego CA 06/2018 04/2020
Chautauqua Reel Outdoors Guide And Tackle Lakewood NY 05/2017 08/2018
Unemployed Lakewood NY 09/2015 04/2017
First Allied Securities, Inc San Diego CA 04/2020 09/2022
First Allied Advisory Services, Inc. San Diego CA 01/2020 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 Present
Cetera Advisors Llc Jamestown NY 09/2022 10/2023
Osaic Wealth Jamestown NY 09/2023 Present
The Ameriflex Group Las Vegas NV 10/2023 Present
  • 06/2018 → 04/2020
    First Allied Securities Inc
    San Diego, CA
  • 05/2017 → 08/2018
    Chautauqua Reel Outdoors Guide And Tackle
    Lakewood, NY
  • 09/2015 → 04/2017
    Unemployed
    Lakewood, NY
  • 04/2020 → 09/2022
    First Allied Securities, Inc
    San Diego, CA
  • 01/2020 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → Present
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → 10/2023
    Cetera Advisors Llc
    Jamestown, NY
  • 09/2023 → Present
    Osaic Wealth
    Jamestown, NY
  • 10/2023 → Present
    Las Vegas, NV
Previous Registrations
Other Businesses

1. SUMMIT WEALTH MANAGEMENT, INC. POSITION: Employee/Financial Advisor NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2018 ADDRESS: 1285 N Main Street, Jamestown NY 14701, United States DESCRIPTION: DBA for wealth management and financial planning services 2. JAMESTOWN COMMUNITY COLLEGE FOUNDATION POSITION: Board of Directors NATURE: 501(c)(3) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/05/2024 ADDRESS: 525 Falconer Street, Jamestown NY 14701, United States DESCRIPTION: Board of Directors for the Jamestown Community College Foundation. 3. NWF ADVISORY SERVICES, INC. POSITION: Investment Advisor Representative NATURE: Corporation ^ Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2025 ADDRESS: 1285 N Main Street, Jamestown NY 14701, United States DESCRIPTION: I provide advisory services such as wrap fee accounts and financial plans.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-27
  • S66 Uniform Combined State Law Examination
    2019-11-27

View on SEC IAPD

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