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Kathleen Gude

Wells Fargo Clearing Services, LLC

Green Bay, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-22
TX RA APPROVED_RES 2026-06-03
  • WI RA
    APPROVED
    Since 2026-07-22
  • TX RA
    APPROVED_RES
    Since 2026-06-03

Branch Locations

959 Kepler Dr [Ku-Rbo], Green Bay, WI 54311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Green Bay WI 10/2017 08/2019
Regional Finance Green By WI 08/2019 10/2019
Jpmorgan Chase Bank, N.A. Green Bay WI 10/2017 08/2019
Advance America De Pere WI 05/2007 09/2017
Jpmorgan Chase Bank, N.A. De Pere WI 10/2019 03/2025
J.P. Morgan Securities Llc De Pere WI 10/2019 03/2025
Wells Fargo Clearing Services, Llc Green Bay WI 03/2025 Present
  • 10/2017 → 08/2019
    J.P. Morgan Securities Llc
    Green Bay, WI
  • 08/2019 → 10/2019
    Regional Finance
    Green By, WI
  • 10/2017 → 08/2019
    Jpmorgan Chase Bank, N.A.
    Green Bay, WI
  • 05/2007 → 09/2017
    Advance America
    De Pere, WI
  • 10/2019 → 03/2025
    Jpmorgan Chase Bank, N.A.
    De Pere, WI
  • 10/2019 → 03/2025
    J.P. Morgan Securities Llc
    De Pere, WI
  • 03/2025 → Present
    Wells Fargo Clearing Services, Llc
    Green Bay, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-22
S63 Uniform Securities Agent State Law Examination 2017-11-15
  • S65 Uniform Investment Adviser Law Examination
    2026-07-22
  • S63 Uniform Securities Agent State Law Examination
    2017-11-15
Other Names
  • Kathleen Daft
  • Kathleen Gude
  • Kathie N Gude
  • Kathie N Daft
  • Kathleen Nicole Gude

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
MELOTTE FINANCIAL ADVISORS
ONELEGACY ADVISORS, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
J.P. MORGAN SECURITIES LLC
BARINGTON CAPITAL MANAGEMENT, LLC
HARBOUR INVESTMENTS, INC.
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER LEE FEUTZ
MONTANA MORGAN TILLMANN
MARK BRIAN PIPER
Zachary Mano Gilson
MARK ANDREW ENGLES
TIMOTHY ARNOLD BENES
Cal David Jensen
KENNETH JOSEPH MELOTTE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
MELOTTE FINANCIAL ADVISORS · GREEN BAY, WI
ONELEGACY ADVISORS, LLC · GREEN BAY, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Green Bay, WI
J.P. MORGAN SECURITIES LLC · GREEN BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
BARINGTON CAPITAL MANAGEMENT, LLC · GREEN BAY, WI
HARBOUR INVESTMENTS, INC. · GREEN BAY, WI

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