Kathleen Gude

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 08/2019
  J.P. Morgan Securities Llc
  Green Bay, WI
• 08/2019 → 10/2019
  Regional Finance
  Green By, WI
• 10/2017 → 08/2019
  Jpmorgan Chase Bank, N.A.
  Green Bay, WI
• 05/2007 → 09/2017
  Advance America
  De Pere, WI
• 10/2019 → 03/2025
  Jpmorgan Chase Bank, N.A.
  De Pere, WI
• 10/2019 → 03/2025
  J.P. Morgan Securities Llc
  De Pere, WI
• 03/2025 → Present
  Wells Fargo Clearing Services, Llc
  Green Bay, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-22
• S63 Uniform Securities Agent State Law Examination
  2017-11-15

Other Names

• Kathleen Daft
• Kathleen Gude
• Kathie N Gude
• Kathie N Daft
• Kathleen Nicole Gude