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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1999-01-25
  • WI RA
    APPROVED
    Since 1999-01-25

Branch Locations

1331 North Rd Ste 100, Green Bay, WI 54313 • United States

Hobart, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Marquette MI 06/1998 03/2020
Ameriprise Financial Services, Llc Green Bay WI 03/2020 Present
Other Businesses

Business Ownership; MAC J LLC; ; LLC used to pay office related expenses.; 1331 North RoadSuite 100 SouthGreen Bay WI, 54313, ,; Not Investment-Related; 06/29/2009; 1 to 9 hours per month; 0 during trading hours / ChrisTina Group LLC; Co-owner; This is an LLC that will hold Private Investments.; 4654 Creek Valley Lane, , Oneida, WI, 54155; Investment-Related; 11/04/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of the Uncertainty, LLC; Contractor of legal entity; compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 05/03/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31
Designations

View on SEC IAPD

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