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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-09-30
WI RA APPROVED 1989-07-07
  • TX RA
    APPROVED_RES
    Since 2008-09-30
  • WI RA
    APPROVED
    Since 1989-07-07

Branch Locations

1331 North Rd Ste 100, Green Bay, WI 54313 • United States

Green Bay, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Green Bay WI 09/2005 03/2020
Ameriprise Financial Services, Llc Green Bay WI 03/2020 Present
Other Businesses

Business Ownership; MACJ LLC; ; shared office expenses; 1331 North RoadGreen Bay WI 54313, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-07-05
  • S63 Uniform Securities Agent State Law Examination
    1989-07-05
Designations
  • Certified Financial Planner

View on SEC IAPD

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