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Leo Shohei Asada-Johnson

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
NJ RA APPROVED 2020-08-11
  • NY RA
    APPROVED
    Since 2022-02-03
  • NJ RA
    APPROVED
    Since 2020-08-11

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 11/2019 Present
Unemployed Brooklyn NY 04/2019 11/2019
Citigroup Inc. New York NY 06/2012 04/2019
  • 11/2019 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 04/2019 → 11/2019
    Unemployed
    Brooklyn, NY
  • 06/2012 → 04/2019
    Citigroup Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-10
  • S66 Uniform Combined State Law Examination
    2020-08-10
Other Names
  • Leo Shohei Asada-Johnson

View on SEC IAPD

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