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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-05-28
  • NV RA
    APPROVED
    Since 2025-05-28

Branch Locations

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mch Llc & Mch Holdings Las Vegas NV 08/2015 10/2017
Morgan Stanley Private Bank, N.A. New York NY 02/2018 03/2020
Transamerica Financial Advisors, Inc Las Vegas NV 11/2020 12/2022
World Financial Group, Inc. Las Vegas NV 10/2020 12/2022
Unemployed Las Vegas NV 03/2020 10/2020
Morgan Stanley Las Vegas NV 10/2017 03/2020
Mch Holdings Las Vegas NV 08/2015 10/2017
Morgan Stanley Private Bank Las Vegas NV 02/2018 03/2020
Road To Home Mortgage Phoenix AZ 10/2020 12/2022
Palaseek Llp Las Vegas NV 01/2022 12/2022
Ameriprise Financial Services, Llc Las Vegas NV 12/2022 10/2023
Wells Fargo Clearing Services, Llc Las Vegas NV 05/2025 Present
Road To Home Mortgage Las Vegas NV 04/2024 01/2025
Unemployed Las Vegas NV 02/2025 05/2025
Unemployed Las Vegas NV 11/2023 03/2024
  • 08/2015 → 10/2017
    Mch Llc & Mch Holdings
    Las Vegas, NV
  • 02/2018 → 03/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2020 → 12/2022
    Transamerica Financial Advisors, Inc
    Las Vegas, NV
  • 10/2020 → 12/2022
    World Financial Group, Inc.
    Las Vegas, NV
  • 03/2020 → 10/2020
    Unemployed
    Las Vegas, NV
  • 10/2017 → 03/2020
    Las Vegas, NV
  • 08/2015 → 10/2017
    Mch Holdings
    Las Vegas, NV
  • 02/2018 → 03/2020
    Morgan Stanley Private Bank
    Las Vegas, NV
  • 10/2020 → 12/2022
    Road To Home Mortgage
    Phoenix, AZ
  • 01/2022 → 12/2022
    Palaseek Llp
    Las Vegas, NV
  • 12/2022 → 10/2023
    Las Vegas, NV
  • 05/2025 → Present
    Las Vegas, NV
  • 04/2024 → 01/2025
    Road To Home Mortgage
    Las Vegas, NV
  • 02/2025 → 05/2025
    Unemployed
    Las Vegas, NV
  • 11/2023 → 03/2024
    Unemployed
    Las Vegas, NV
Previous Registrations
Other Businesses

PALASEEK, LLC; INV RELATED; LAS VEGAS, NV; 5% OWNERSHIP; 01/2022 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY| RENTAL PROPERTY; INV RELATED; CARSON CITY, NV; 5% OWNERSHIP; 01/2022; 1 HOUR PER MONTH; 0 DURING TRADING; HOUSING RENTAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-30
  • S66 Uniform Combined State Law Examination
    2017-12-30
Other Names
  • Andrew Schneider

View on SEC IAPD

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