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Kyle Larocca

Northwestern Mutual Investment Services, LLC

Saint Louis, MO

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-03-04
  • MO RA
    APPROVED
    Since 2020-03-04

Branch Locations

622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Schuchardt Saint Louis MO 01/2020 03/2020
Unemployed Saint Peters MO 11/2019 01/2020
Td Ameritrade Saint Louis MO 11/2017 10/2019
Unemployed Round Lake Beach IL 08/2017 10/2017
Chilis Columbia MO 01/2016 07/2017
Mark Schuchardt Saint Louis MO 03/2020 Present
Northwestern Mutual Investment Services Llc Saint Louis MO 03/2020 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2020 Present
  • 01/2020 → 03/2020
    Mark Schuchardt
    Saint Louis, MO
  • 11/2019 → 01/2020
    Unemployed
    Saint Peters, MO
  • 11/2017 → 10/2019
    Td Ameritrade
    Saint Louis, MO
  • 08/2017 → 10/2017
    Unemployed
    Round Lake Beach, IL
  • 01/2016 → 07/2017
    Chilis
    Columbia, MO
  • 03/2020 → Present
    Mark Schuchardt
    Saint Louis, MO
  • 03/2020 → Present
    Northwestern Mutual Investment Services Llc
    Saint Louis, MO
  • 10/2020 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2018-10-23 → 2019-10-12
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2018-10-23 → 2019-10-12
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
S63 Uniform Securities Agent State Law Examination 2017-11-29
  • S66 Uniform Combined State Law Examination
    2018-10-22
  • S63 Uniform Securities Agent State Law Examination
    2017-11-29
Other Names
  • Kyle Samuel Larocca
  • Kyle Larocca

View on SEC IAPD

Other Firms

&PARTNERS
CETERA INVESTMENT ADVISERS LLC
CLARIS ADVISORS, LLC
MORGAN STANLEY
M HOLDINGS SECURITIES, INC.
UMB FINANCIAL SERVICES, INC.
KEB WEALTH ADVISORS
LARSON FINANCIAL GROUP, LLC

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JASON TSCHUDY
JOANN MICHELLE JOLLY
KRISTIE LYNN DANIEL
CHRISTOPHER Jordan HOOKER
BETH ANN ANDERSON
CAROLYN SMITH LINK
CRAIG WILLIAM MARKHAM

Other Offices

&PARTNERS · Saint Louis, MO
CETERA INVESTMENT ADVISERS LLC · ST LOUIS, MO
CLARIS ADVISORS, LLC · ST. LOUIS, MO
MORGAN STANLEY · St. Louis, MO
M HOLDINGS SECURITIES, INC. · ST. LOUIS, MO
UMB FINANCIAL SERVICES, INC. · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO

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