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Michael Grace

Equitable Advisors, LLC

New York, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-22
NY RA APPROVED 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2021-07-22
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signature Bank New York NY 10/2015 09/2016
Durham University Durham 09/2016 07/2017
Unemployed New York NY 08/2017 02/2018
Axa Advisors, Llc. New York NY 02/2018 06/2020
Equitable Advisors, Llc New York NY 02/2018 Present
  • 10/2015 → 09/2016
    Signature Bank
    New York, NY
  • 09/2016 → 07/2017
    Durham University
    Durham
  • 08/2017 → 02/2018
    Unemployed
    New York, NY
  • 02/2018 → 06/2020
    Axa Advisors, Llc.
    New York, NY
  • 02/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-08
S63 Uniform Securities Agent State Law Examination 2018-03-30
  • S66 Uniform Combined State Law Examination
    2019-01-08
  • S63 Uniform Securities Agent State Law Examination
    2018-03-30

View on SEC IAPD

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COMPASS GROUP LLC
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LEEDS EQUITY PARTNERS

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JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
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TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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