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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-13
  • NC RA
    APPROVED
    Since 2022-09-13

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Raleigh NC 10/2017 04/2022
Wells Fargo Bank Raleigh NC 10/2017 04/2022
Wells Fargo Bank Charlotte NC 08/2009 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 06/2022 Present
Previous Registrations
Other Businesses

1. TRINITY BAPTIST CHURCH-SMALL GROUP BIBLE STUDY LEADER-BUSINESS IS NOT INVESTMENT RELATED; RALEIGH,NC-START DATE 09/01/2018- NUMBER OF HOURS PER MONTH 31-NUMBER OF HOURS DURING TRADING 0-. 2. MEREDITH COLLEGE-BOARD OF TRUSTEE MEMBER, BUSINESS IS NOT INVESTMENT-RELATED-RALEIGH, NC, GIRLS COLLEGE-RESPOSIBILITIES INCLUED ADVISING COLLEGE PRESIDENT, PROVIDE INSIGHT AND GUIDEANCE REGARDING OVERALL OPPERATIONS OF THE COLLEGE-PROVIDE PERSONAL FINANCIAL SUPPORT; START DATE SEPT 2020-HOURS COMMITMENT IS 4 PER MONTH, HOURS DURING TRADING 3; RALEIGH CHAMBER-EXECUTIVE BOARD MEMBER-BUSINESS IS NOT INVESTMENT RELATED-RALEIGH, NC-CHAMBER PROVIDES PROGRAMS AND SUPPORT FOR LOCAL AREA BUSINESSES-MY ROLE IS PROVIDE SUPPORT AND GUIDANCE TO THE PRESIDENT AND HER LEADERSHIP TEAM REGARDING PROGRAMS AND OVER ALL OPERATION OF THE ORGANIZATAOIN AND PATICIPATE IN PROGRAMS AND EVENTS-TIME COMMITMENT IS 4 HOURS PER MONTH-START DATED SEPT 2021, HOURS DURING TRADING 3 PER MONTH; THE GREEN CHAIR PROJECT-BOARD MEMBER-BUSINESS IS NOT INVESTMENT RELATED-ORGANIZATION PROVIDES FURNISHINGS AND BEDDING FOR HOMELESS FAMILIES IN WAKE COUNTY-ROLE IS TO PROVIDE INSIGHT AND GUIDANCE TO THE PRESIDENT AND PERSONALLY SUPPORT THE ORGANIZATION FINANCIALLY-STARTED SEPT 2020-HOURS OF COMMITMENT IS 4 PER MONTH, HOURS DURING TRADING 4.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-01-26
  • S63 Uniform Securities Agent State Law Examination
    2018-01-26
Designations
Other Names
  • Charles Alton Royal
  • Charles Alton Royal
  • Charles Royal
  • Charles A Royal

View on SEC IAPD

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