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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-13 |
Branch Locations
4242 Six Forks Rd, Raleigh, NC 27609 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Raleigh | NC | 10/2017 | 04/2022 |
| Wells Fargo Bank | Raleigh | NC | 10/2017 | 04/2022 |
| Wells Fargo Bank | Charlotte | NC | 08/2009 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 06/2022 | Present |
1. TRINITY BAPTIST CHURCH-SMALL GROUP BIBLE STUDY LEADER-BUSINESS IS NOT INVESTMENT RELATED; RALEIGH,NC-START DATE 09/01/2018- NUMBER OF HOURS PER MONTH 31-NUMBER OF HOURS DURING TRADING 0-. 2. MEREDITH COLLEGE-BOARD OF TRUSTEE MEMBER, BUSINESS IS NOT INVESTMENT-RELATED-RALEIGH, NC, GIRLS COLLEGE-RESPOSIBILITIES INCLUED ADVISING COLLEGE PRESIDENT, PROVIDE INSIGHT AND GUIDEANCE REGARDING OVERALL OPPERATIONS OF THE COLLEGE-PROVIDE PERSONAL FINANCIAL SUPPORT; START DATE SEPT 2020-HOURS COMMITMENT IS 4 PER MONTH, HOURS DURING TRADING 3; RALEIGH CHAMBER-EXECUTIVE BOARD MEMBER-BUSINESS IS NOT INVESTMENT RELATED-RALEIGH, NC-CHAMBER PROVIDES PROGRAMS AND SUPPORT FOR LOCAL AREA BUSINESSES-MY ROLE IS PROVIDE SUPPORT AND GUIDANCE TO THE PRESIDENT AND HER LEADERSHIP TEAM REGARDING PROGRAMS AND OVER ALL OPERATION OF THE ORGANIZATAOIN AND PATICIPATE IN PROGRAMS AND EVENTS-TIME COMMITMENT IS 4 HOURS PER MONTH-START DATED SEPT 2021, HOURS DURING TRADING 3 PER MONTH; THE GREEN CHAIR PROJECT-BOARD MEMBER-BUSINESS IS NOT INVESTMENT RELATED-ORGANIZATION PROVIDES FURNISHINGS AND BEDDING FOR HOMELESS FAMILIES IN WAKE COUNTY-ROLE IS TO PROVIDE INSIGHT AND GUIDANCE TO THE PRESIDENT AND PERSONALLY SUPPORT THE ORGANIZATION FINANCIALLY-STARTED SEPT 2020-HOURS OF COMMITMENT IS 4 PER MONTH, HOURS DURING TRADING 4.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-26 |
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