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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-29 |
| VA | RA | APPROVED | 2022-07-20 |
| NJ | RA | APPROVED | 2022-07-19 |
| TX | RA | APPROVED_RES | 2022-03-14 |
| OK | RA | APPROVED | 2021-09-17 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2021-02-19 |
| CO | RA | APPROVED | 2020-09-21 |
| FL | RA | APPROVED | 2020-04-16 |
Branch Locations
535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | New York | NY | 05/2015 | 10/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2017 | 05/2019 |
| Northwestern Mutual Investment Services Llc | Garden City | NY | 12/2018 | 05/2019 |
| Canine Cardio | New York | NY | 01/2019 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2019 | 05/2019 |
| Guardian Life Insurance Co Of America | New York | NY | 07/2019 | Present |
| Park Avenue Securities, Llc | New York | NY | 08/2019 | Present |
| Guardian Life Insurance Company | New York | NY | 06/2024 | Present |
| Park Avenue Securities | New York | NY | 06/2024 | Present |
1. Canine Cardio-Dog walking, Start: 01/14/2019, Address: 147 E. 82 St. New York, NY 10028, 30 non bus hrs per month, Not investment related, >10% annual compensation, 2) Estate executor-executor for my parents' estate, Start: 11/21/2023, Address: 175 Madison Avenue New York, NY 10016, 0 total hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-20 |
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