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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-05-29 |
| CT | RA | APPROVED | 2012-06-26 |
Branch Locations
1 North Riverside Ave, Terryville, CT 06786 • United States
45 Waterbury Rd, Prospect, CT 06712 • United States
797 Pine Street, Forestville, CT 06010 • United States
1180 E. Main Street, Torrington, CT 06790 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Webster Investment Services, Inc. | Terryville | CT | 09/2008 | Present |
| Lpl Financial Llc | Thomaston | CT | 10/2011 | Present |
1. 06/30/2016 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments * INV REL * AT REPORTED BUSINESS LOCATION(S) 2. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-29 |
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