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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2005-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financil Network | Waltam | MA | 02/2002 | Present |
1. Fixed insurance sales; as of 2011; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Federal Hill Financial, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 12/20/2024; % time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-31 |
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