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210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-20 |
Branch Locations
12413 Quaker Avenue, Lubbock, TX 79424 • United States
Lubbock, TX • United States
210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nathan Ziegler & Associates | Lubbock | TX | 01/2008 | Present |
| William Joseph Capital Management Llc | Lubbock | TX | 03/2018 | Present |
1). Executive Director - Nathan Ziegler & Associates. Estate planning law firm. Lubbock, TX. not investment-related. Started January 2008. Elder law/estate planning. Oversee day to day operations. 120 hours per month, 4 hours per day during trading hours. 2). Insurance Sales - sales of life, health insurance and annuities. not investment-related. 3). Second Half Strategies, LLC - owner, not investment-related. Lubbock, TX Started February 2013. Entity for receipt of insurance commissions for tax purposes. This entity does not market or sell insurance. 2 hours per month. 4) JNSAAS, LLC, not investment-related. Lubbock TX, 50% owner. Started November 2016. Commercial rental real estate. 2 hours per month. 5) Covered Z, LLC, not investment-related. Lubbock, TX.. 50% owner. Started April 2023. Ranch in west Texas. 3 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-17 |
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