Richard Jay Rustic

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2002-07-24

CT RA
APPROVED

Since 2002-07-24

Branch Locations

190 Summer Street, Bristol, CT 06010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	02/2002	Present

02/2002 → Present

Commonwealth Financial Network

Waltham, MA

Other Businesses

1.SELLING FIXED INSURANCE PRODUCTS, AS INSURANCE AGENT, INVESTMENT RELATED. 2. Co-owner with Federal Hill Financial, LLC; Located at 190 Summer Street, Bristol, CT 06010, as of 12/20/2024; 100% of time spent during business hours; Conducted at branch location; Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-08
S63	Uniform Securities Agent State Law Examination	1996-04-10

S66 Uniform Combined State Law Examination

2002-07-08
S63 Uniform Securities Agent State Law Examination

1996-04-10

Designations

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews