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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-09-27 |
| TX | RA | APPROVED | 2024-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2017 | 01/2020 |
| Jefferson Door Company | Harvey | LA | 08/2013 | 08/2017 |
| Td Ameritrade | Baton Rouge | LA | 03/2020 | 12/2020 |
| Unemployed | Luling | LA | 01/2020 | 03/2020 |
| Unemployed | Luling | LA | 08/2017 | 10/2017 |
| Unemployed | Prairieville | LA | 12/2020 | 02/2021 |
| Principal Life Insurance Co | Baton Rouge | LA | 02/2021 | 08/2023 |
| Principal Securities Inc | Des Moines | IA | 02/2021 | 08/2023 |
| Principal Advised Services | Baton Rouge | LA | 02/2021 | 08/2023 |
| Pruco Securities, Llc | Metairie | LA | 12/2023 | 08/2024 |
| The Prudential Insurance Company Of America | Metairie | LA | 12/2023 | 08/2024 |
| Unemployed | Sulphur | LA | 08/2023 | 12/2023 |
| Jd Bank | Lake Charles | LA | 09/2024 | Present |
| Lpl Financial | Lake Charles | LA | 09/2024 | Present |
1- 09/2024 / JD Prime Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-18 |
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