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Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-02-09
  • LA RA
    APPROVED
    Since 2024-02-09

Branch Locations

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

800 Ryan Street, Suite 200, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors Westlake LA 01/2024 Present
Stine Tax And Wealth Management (D.b.a. For Advisory Business) Lake Charles LA 10/2021 Present
Unemployed Lake Charles LA 06/2021 09/2021
J. Walker & Company Lake Charles LA 01/2021 05/2021
Golden Nugget Casino Resort Lake Charles LA 08/2015 01/2021
  • 01/2024 → Present
    C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
    Westlake, LA
  • 10/2021 → Present
    Stine Tax And Wealth Management (D.b.a. For Advisory Business)
    Lake Charles, LA
  • 06/2021 → 09/2021
    Unemployed
    Lake Charles, LA
  • 01/2021 → 05/2021
    J. Walker & Company
    Lake Charles, LA
  • 08/2015 → 01/2021
    Golden Nugget Casino Resort
    Lake Charles, LA
Other Businesses

(1) Fixed Insurance: Ebony Rideau is a licensed insurance agent conducting business from her registered location. In this capacity, she may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Ebony Rideau spends approx. 10 hrs/week during trading hours on this activity. (2) Ebony Rideau is an employee of Stine Tax & Wealth Planning, LLC. Ms. Rideau offers tax preparation and consulting services through this entity for a fee. Ms. Rideau is involved in this activity approximately 10 hours per month during trading hours. This is not an investment-related activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-18
  • S65 Uniform Investment Adviser Law Examination
    2024-01-18

View on SEC IAPD

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